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  • SEC. gov | HOME
    Overview The Medallion Signature Guarantee was created by the Securities Transfer Agents Medallion Program ("STAMP") to provide heightened protection and a broader reaching guarantee in relation to stock transfers A Medallion Guarantee is used only in situations involving the sale or transfer of securities
  • 1082 Federal Register I Vol. 57, No. 7 I Friday. January I Rules and . . .
    These commentators objected to the proposed rule but stated their support for either a transfer agent or Commission mandated signature guarantee program 8 As explained in the Proposing Release and below accepting signature guarantees requires transfer agents to make credit decisions on the responsibility of the guarantor institution
  • Notice of Filing and Immediate Effectiveness of Proposed Rule Change to . . .
    acceptable signature guarantee (“Medallion Signature Guarantee Program”) 7 The Commission has also noted that: [a]n investor can obtain a signature guarantee from a financial institution – such as a commercial bank, savings bank, credit union, or broker dealer –
  • SEC. gov | HOME
    Canada and the USA: A Medallion Signature Guarantee obtained from a member of an acceptable Medallion Signature Guarantee Program (STAMP, SEMP, NYSE, MSP) Many commercial banks, savings banks, credit unions, and all broker dealers participate in a Medallion Signature Guarantee Program
  • SEC. gov | HOME
    YOU NEED TO OBTAIN a Medallion Signature Guarantee at your local bank or broker If you have any questions, please call us at 1-800-327-9990 Please return to: 365 S Garden Grove Lane, Suite 100 Pleasant Grove, Utah 84062 Attn: Comrit Investments 1, Limited Partnership 4 If any of the following applies, please provide the appropriate
  • Exhibit 99 - SEC. gov
    A Medallion Guarantee is required to transfer shares to your broker The Medallion Guarantee is a form of signature verification which can be obtained from a commercial bank, trust company, securities broker, credit union or savings institution participating in the Medallion Signature Guarantee Program
  • Assignment Form - SEC. gov
    Exhibit (a) (2) Assignment Form Please complete this form and send it back to us in the pre-addressed envelope YOU NEED TO OBTAIN a Medallion Signature Guarantee at your local bank or broker If you have any questions, please call us at 1-800-327-9990 Please return to: 365 S Garden Grove Lane, Suite 100 Pleasant Grove, Utah 84062 Attn: Comrit Investments 1, LP
  • SEC. gov | HOME
    Exhibit (a) (2) Assignment Form Please complete this form and send it back to us in the pre-addressed envelope YOU NEED TO OBTAIN a Medallion Signature Guarantee at your local bank or broker If you have any questions, please call us at 1-800-327-9990 Please return to: 365 S Garden Grove Lane, Suite 100 Pleasant Grove, Utah 84062 Attn: Comrit Investments 1, LP
  • SECURITIES AND EXCHANGE COMMISSION - SEC. gov
    The purpose of the proposed rule change is to increase the application and annual charge to be paid by participants in the medallion signature guarantee program maintained by the NYSE from $300 00 per year to $1,000 00 per year II Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change
  • 497 - SEC. gov
    Credit Unions The best source of a Medallion signature guarantee is a bank, savings and loan association, brokerage firm, or credit union with which you do business Guarantor firms may, but frequently do not, charge a fee for their services A notary public cannot provide a Medallion signature guarantee





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